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TAMEKIA YOLANDA THOMPSON
TAMEKIA YOLANDA HEARD
CRD#: 4758361
IA
Investment Adviser
B
Broker
PROSPERA FINANCIAL SERVICES, INC.CRD#: 10740 5429 LBJ FREEWAY
SUITE 750
DALLAS, TX 75240
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2014 - 2015 (<1 year)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2020 (3 years)2 FIRMS2021 - Present (3 years)BFTB ADVISORS, INC. (CRD# 17117)2008 - 2014 (5 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2006 - 2007 (1 year)IAFTB ADVISORS, INC. (CRD# 17117)2013 - 2014 (<1 year)IAFTB ADVISORS, INC. (CRD# 143830)2010 - 2013 (3 years)IAFTB ADVISORS, INC. (CRD# 17117)2008 - 2012 (3 years)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2007 - 2007 (<1 year)
Disclosure(s)
View By:
7/27/2000
Judgment / Lien
License(s)

State Registrations

B
Texas 7/7/2021

IA
Texas 7/7/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740)
5429 LBJ FREEWAY SUITE 750, DALLAS, TX 75240
5429 LBJ FREEWAY SUITE 750, DALLAS, TX 75240
Registered with this firm since 7/7/2021

B
PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740)
5429 LBJ FREEWAY SUITE 750, DALLAS, TX 75240
5429 LBJ FREEWAY SUITE 750, DALLAS, TX 75240
Registered with this firm since 7/7/2021

Previous Registration(s)
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IA
01/24/2017 - 11/20/2020 B RILEY WEALTH MANAGEMENT (CRD#:2543) MEMPHIS, TN
B
01/24/2017 - 11/20/2020 B. RILEY WEALTH MANAGEMENT (CRD#:2543) MEMPHIS, TN
IA
03/02/2016 - 01/18/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) MEMPHIS, TN
B
03/02/2016 - 01/18/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) MEMPHIS, TN
IA
11/12/2014 - 03/02/2015 NFP ADVISOR SERVICES, LLC (CRD#:42046) MEMPHIS, TN
B
11/19/2014 - 03/02/2015 NFP ADVISOR SERVICES, LLC (CRD#:42046) MEMPHIS, TN
IA
10/10/2013 - 02/24/2014 FTB ADVISORS, INC. (CRD#:17117) MEMPHIS, TN
B
11/24/2008 - 02/24/2014 FTB ADVISORS, INC. (CRD#:17117) MEMPHIS, TN
IA
09/17/2010 - 10/10/2013 FTB ADVISORS, INC. (CRD#:143830) MEMPHIS, TN
IA
11/25/2008 - 03/30/2012 FTB ADVISORS, INC. (CRD#:17117) MEMPHIS, TN
IA
10/31/2007 - 11/12/2008 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) GERMANTOWN, TN
B
10/29/2007 - 11/12/2008 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) GERMANTOWN, TN
IA
01/03/2007 - 04/04/2007 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
02/23/2006 - 04/04/2007 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.