Individual Firm
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BRIAN WILLIAM HARROLD
CRD#: 4757333
IA
B
CREATIVEONE WEALTH, LLCCRD#: 281213 10801 Mastin Boulevard
Suite 150
Overland Park, KS 66210
Suite 150
Overland Park, KS 66210
CREATIVEONE SECURITIES, LLCCRD#: 152974 10801 Mastin Boulevard
Suite 150
Overland Park, KS 66210
Suite 150
Overland Park, KS 66210
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3/3/2010
Customer Dispute
Denied
State Registrations
B
Arizona 6/27/2024
B
Maryland 9/24/2018
B
California 6/2/2022
B
Missouri 9/24/2018
B
Colorado 9/24/2018
B
Nebraska 12/1/2023
B
Iowa 9/24/2018
B
South Dakota 7/13/2020
B
Kansas 9/24/2018
B
Texas 10/2/2018
IA
Kansas 9/24/2018
B
Utah 9/24/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/24/2018
B
Registered with this firm since 9/24/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/25/2017 - 09/27/2018 | Overland Park, KS | |
B | 03/25/2017 - 09/27/2018 | Overland Park, KS | |
IA | 01/02/2015 - 03/25/2017 | OVERLAND PARK, KS | |
B | 01/02/2015 - 03/25/2017 | OVERLAND PARK, KS | |
IA | 02/11/2010 - 01/02/2015 | OVERLAND PARK, KS | |
B | 02/05/2010 - 01/02/2015 | OVERLAND PARK, KS | |
IA | 06/18/2004 - 02/04/2010 | OVERLAND PARK, KS | |
B | 05/11/2004 - 02/04/2010 | OVERLAND PARK, KS | |
B | 05/11/2004 - 07/03/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.