Individual Firm
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MICHAEL Neil CAPOBIANCO
MIKE CAPOBIANCO, Michael N Capobianco, Michael Neil Capobianco, Michael Capobianco
CRD#: 4756282
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 8425 PULSAR PLACE
SUITE 401
COLUMBUS, OH 43240
SUITE 401
COLUMBUS, OH 43240
View By:
6/27/2016
Judgment / Lien
State Registrations
B
Iowa 1/19/2023
IA
New York 10/20/2022
IA
Iowa 1/19/2023
IA
North Carolina 7/15/2024
B
Massachusetts 10/14/2022
B
North Carolina 7/16/2024
B
New Jersey 3/6/2025
B
Ohio 10/14/2022
B
New York 10/16/2022
IA
Ohio 10/19/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/19/2022
B
Registered with this firm since 10/13/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/14/2022 - 08/18/2022 | Columbus, OH | |
B | 07/14/2022 - 08/18/2022 | Columbus, OH | |
IA | 04/28/2020 - 05/25/2022 | COLUMBUS, OH | |
B | 04/27/2020 - 05/25/2022 | COLUMBUS, OH | |
IA | 03/19/2018 - 03/30/2020 | BELMONT, MA | |
B | 03/16/2018 - 03/30/2020 | BELMONT, MA | |
IA | 01/13/2015 - 03/12/2018 | DANVERS, MA | |
B | 01/14/2015 - 03/12/2018 | LYNNFIELD, MA | |
IA | 07/15/2013 - 06/30/2014 | BURLINGTON, MA | |
IA | 07/15/2013 - 06/30/2014 | BURLINGTON, MA | |
B | 06/18/2013 - 06/30/2014 | BURLINGTON, MA | |
B | 04/20/2009 - 05/21/2013 | NEWTON, MA | |
B | 10/26/2007 - 02/19/2009 | MANHASSET, NY | |
B | 09/29/2005 - 10/25/2007 | GARDEN CITY, NY |
LYNNFIELD, MA
01/14/2015 - 03/12/2018
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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