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Detailed Report
Jeffrey Tso
CRD#: 4754043
IA
Investment Adviser
B
Broker
HSBC SECURITIES (USA) INC.CRD#: 19585 1572 UNION TPKE
NEW HYDE PARK, NY 11040
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2024 - Present (1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2013 - 2023 (10 years)BSCOTTRADE, INC. (CRD# 8206)2005 - 2012 (7 years)BAXA ADVISORS, LLC (CRD# 6627)2004 - 2005 (1 year)IAHSBC SECURITIES (USA) INC. (CRD# 19585)2015 - 2023 (8 years)
License(s)

State Registrations

B
Connecticut 3/19/2024
B
New York 3/19/2024
B
New Jersey 3/19/2024
IA
New York 3/19/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HSBC SECURITIES (USA) INC. (CRD#:19585)
1572 UNION TPKE, NEW HYDE PARK, NY 11040
Registered with this firm since 3/19/2024
B
HSBC SECURITIES (USA) INC. (CRD#:19585)
1572 UNION TPKE, NEW HYDE PARK, NY 11040
Registered with this firm since 3/19/2024
Previous Registration(s)
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IA
 05/22/2015 - 08/18/2023 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW HYDE PARK, NY
B
 05/28/2013 - 08/18/2023 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW HYDE PARK, NY
B
 09/22/2005 - 12/03/2012 SCOTTRADE, INC. (CRD#:8206) GARDEN CITY, NY
B
 04/19/2004 - 04/21/2005 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.