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Lance Eric Cicciarelli
LANCE E CICCIARELLI
CRD#: 4752135
IA
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EDWARD JONESCRD#: 250 44 N FIRST AVENUE
CLARION, PA 16214-0640
CLARION, PA 16214-0640
0
Disclosures
20
Years of Experience
View By:
State Registrations
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California 4/24/2009
B
New Hampshire 9/29/2014
B
Colorado 3/19/2020
B
New York 4/24/2009
B
Florida 4/24/2009
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North Carolina 4/24/2009
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Georgia 12/17/2014
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Ohio 2/10/2012
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Indiana 4/24/2009
B
Pennsylvania 4/24/2009
B
Kentucky 7/30/2018
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Pennsylvania 4/24/2009
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Louisiana 4/24/2009
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South Carolina 6/4/2024
B
Maryland 9/30/2009
B
Texas 2/17/2015
B
Minnesota 5/22/2024
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Texas 12/27/2018
B
Missouri 4/24/2009
B
Virginia 3/19/2012
B
Nevada 7/27/2020
B
West Virginia 12/3/2009
SRO Registrations
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Registered with this firm since 4/24/2009
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Registered with this firm since 4/24/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/25/2005 - 04/29/2009 | CLARION, PA | |
B | 06/25/2005 - 04/29/2009 | CLARION, PA | |
IA | 04/18/2005 - 06/25/2005 | CLARION, PA | |
B | 03/16/2004 - 06/25/2005 | PITTSBURGH, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.