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DARREN M TAPLEY
CRD#: 4751707
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Investment Adviser
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Previous Broker
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLCCRD#: 109203 79 MAIN STREET
MERIDEN, CT 06451
Registration History
200420062008201020122014201620182020202220242026IANEW ENGLAND CAPITAL FINANCIAL ... (CRD# 109203)2005 - Present (19 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2013 - 2023 (10 years)BHARVEST CAPITAL LLC (CRD# 35723)2004 - 2012 (8 years)
License(s)

State Registrations

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Connecticut 11/15/2005

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Texas 4/16/2014

Current Registration(s)
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NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC (CRD#:109203)
79 MAIN STREET, MERIDEN, CT 06451
Registered with this firm since 11/15/2005

Previous Registration(s)
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01/02/2013 - 10/03/2023 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) SOUTH MERIDEN, CT
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03/15/2004 - 12/31/2012 HARVEST CAPITAL LLC (CRD#:35723) SOUTH MERIDEN, CT
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Disclosures
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