View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
B | 01/31/2020 - 12/31/2021 | Charlotte, NC | |
IA | 05/24/2019 - 02/19/2020 | Charlotte, NC | |
B | 08/30/2019 - 02/07/2020 | Charlotte, NC | |
B | 09/24/2014 - 12/31/2018 | CHARLOTTE, NC | |
IA | 01/16/2014 - 12/31/2017 | CHARLOTTE, NC | |
B | 01/16/2014 - 12/31/2017 | CHARLOTTE, NC | |
B | 03/25/2013 - 02/24/2014 | TAMPA, FL | |
B | 01/03/2012 - 01/29/2014 | CHARLOTTE, NC | |
B | 10/17/2013 - 01/23/2014 | GREENVILLE, SC | |
B | 01/03/2012 - 10/29/2013 | CHICAGO, IL | |
B | 01/06/2012 - 10/17/2013 | SAN DIEGO, CA | |
B | 07/09/2012 - 07/01/2013 | CUMMING, GA | |
B | 11/08/2011 - 11/16/2012 | AUSTIN, TX | |
IA | 08/31/2011 - 08/14/2012 | CHARLOTTE, NC | |
B | 08/31/2011 - 08/14/2012 | CHARLOTTE, NC | |
B | 04/04/2012 - 06/29/2012 | CHARLOTTE, NC | |
B | 09/02/2010 - 11/04/2010 | GREENVILLE, SC | |
IA | 11/10/2008 - 12/03/2009 | CHARLOTTE, NC | |
B | 11/10/2008 - 12/03/2009 | CHARLOTTE, NC | |
IA | 11/07/2007 - 11/03/2008 | CHARLOTTE, NC | |
B | 11/07/2007 - 11/03/2008 | CHARLOTTE, NC | |
IA | 09/11/2006 - 11/01/2007 | CHARLOTTE, NC | |
B | 09/11/2006 - 11/01/2007 | CHARLOTTE, NC | |
IA | 01/28/2004 - 09/08/2006 | HEATHROW, FL | |
B | 05/26/2004 - 09/08/2006 | HEATHROW, FL |