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Detailed Report
JOHN HAMPTON HUDGENS III
JOHNNY HUDGENS
CRD#: 4751146
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1201 MAIN ST
FL 7
COLUMBIA, SC 29201
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1201 MAIN ST
FL 7
COLUMBIA, SC 29201
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2008 (4 years)2 FIRMS2009 - 2018 (9 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
Alabama 2/17/2021
B
South Carolina 2/17/2021
B
California 2/17/2021
IA
South Carolina 2/17/2021
B
Florida 2/17/2021
B
Tennessee 2/17/2021
B
Georgia 2/17/2021
B
Texas 2/17/2021
B
North Carolina 2/17/2021
B
Virginia 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
1201 MAIN ST FL 7, COLUMBIA, SC 29201
Columbia, SC
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
1201 MAIN ST FL 7, COLUMBIA, SC 29201
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 01/26/2009 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) COLUMBIA, SC
B
 01/27/2009 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) COLUMBIA, SC
IA
 04/14/2004 - 12/31/2008 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) COLUMBIA, SC
B
 05/14/2004 - 12/31/2008 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) COLUMBIA, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.