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Detailed Report
COURTNEY LEE TER MORS
COURTNEY LEE SINCLAIR
CRD#: 4750839
IA
Investment Adviser
B
Broker
HANTZ FINANCIAL SERVICES, INC.CRD#: 46047 228 WEST WASHINGTON ST
MARQUETTE, MI 49855
Registration History
200420062008201020122014201620182020202220242026IAHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2011 - Present (14 years)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2004 - Present (21 years)
License(s)

State Registrations

B
Connecticut 1/23/2023
B
Nevada 3/8/2022
B
Florida 8/18/2020
B
New Mexico 7/31/2018
B
Illinois 2/9/2024
B
New York 1/14/2020
B
Indiana 1/2/2019
B
North Carolina 10/26/2020
B
Iowa 11/22/2019
B
Ohio 10/20/2011
B
Louisiana 6/17/2024
IA
Ohio 10/27/2011
B
Massachusetts 1/2/2019
B
Oklahoma 11/22/2019
B
Michigan 1/1/2005
B
Pennsylvania 4/4/2022
IA
Michigan 2/2/2011
B
South Dakota 7/15/2021
B
Minnesota 1/2/2019
B
Wisconsin 1/2/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
228 WEST WASHINGTON ST, MARQUETTE, MI 49855
Registered with this firm since 2/2/2011
B
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
228 WEST WASHINGTON ST, MARQUETTE, MI 49855
Registered with this firm since 1/28/2004
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.