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Registration History
200420062008201020122014201620182020202220242026IAACELA CAPITAL MANAGEMENT, LLC (CRD# 153444)2010 - Present (14 years)IAMORGAN STANLEY SMITH BARNEY LLC (CRD# 149777)2009 - 2010 (1 year)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)IAMORGAN STANLEY (CRD# 7556)2004 - 2007 (3 years)
Disclosure(s)
View By:
3/15/2008
Customer Dispute
Denied
License(s)

State Registrations

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California 5/25/2010

Current Registration(s)
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ACELA CAPITAL MANAGEMENT, LLC (CRD#:153444)
520 Valencia Drive, Los Altos, CA 94022
Registered with this firm since 5/25/2010

Previous Registration(s)
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06/01/2009 - 06/15/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) CUPERTINO, CA
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04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CUPERTINO, CA
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04/01/2004 - 04/02/2007 MORGAN STANLEY (CRD#:7556) CUPERTINO, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.