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ANNIE ZHANG
YAN XIU ZHANG
CRD#: 4748295
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CWM Retail Sales
222 West Adams Street, FL 1
Chicago, IL 60606
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2016 - 2020 (4 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2014 (7 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (3 years)
License(s)

State Registrations

B
Alabama 1/10/2025

B
Michigan 1/3/2022

B
Arizona 1/10/2025

B
Minnesota 1/10/2025

B
Arkansas 1/10/2025

B
Missouri 1/10/2025

B
California 1/10/2025

B
Nebraska 1/10/2025

B
Colorado 1/10/2025

B
Nevada 1/10/2025

B
Connecticut 1/10/2025

B
New Jersey 1/10/2025

B
Delaware 1/10/2025

B
New Mexico 1/10/2025

B
District of Columbia 1/10/2025

B
New York 1/10/2025

B
Florida 1/10/2025

B
North Carolina 1/10/2025

B
Georgia 1/10/2025

B
Ohio 1/13/2025

B
Hawaii 1/10/2025

B
Oklahoma 1/10/2025

B
Idaho 1/10/2025

B
Oregon 1/10/2025

IA
Illinois 12/15/2021

B
Pennsylvania 1/10/2025

B
Illinois 12/20/2021

B
South Carolina 1/10/2025

B
Indiana 1/3/2022

B
South Dakota 1/10/2025

B
Iowa 1/10/2025

B
Tennessee 1/10/2025

B
Kansas 1/10/2025

B
Texas 1/10/2025

B
Kentucky 1/10/2025

B
Utah 1/10/2025

B
Louisiana 1/10/2025

B
Virginia 1/10/2025

B
Maine 1/10/2025

B
Washington 1/10/2025

B
Maryland 1/10/2025

B
Wisconsin 1/3/2022

B
Massachusetts 1/10/2025

B
Wyoming 1/10/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail Sales 222 West Adams Street, FL 1, Chicago, IL 60606
Registered with this firm since 12/15/2021

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail Sales 222 West Adams Street, FL 1, Chicago, IL 60606
Registered with this firm since 12/20/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/06/2016 - 07/27/2020 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
05/29/2007 - 12/31/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
04/28/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.