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DEREK JAMISON LOUDENBACK
Derek Jamison Loudenback, Derek Loudenback
CRD#: 4747512
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VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 OMAHA, NE
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1/24/2023
Regulatory
Final
6/4/2013
Regulatory
Final
State Registrations
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Iowa 3/2/2021
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Nebraska 2/17/2021
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Iowa 3/4/2021
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South Dakota 1/18/2022
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Nebraska 2/5/2021
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South Dakota 1/31/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 2/17/2021
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Registered with this firm since 2/5/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/19/2017 - 12/03/2019 | OMAHA, NE | |
IA | 10/03/2012 - 11/10/2015 | MANHATTAN BEACH, CA | |
B | 08/31/2012 - 09/25/2015 | MANHATTAN BEACH, CA | |
IA | 01/18/2011 - 08/30/2012 | IRVINE, CA | |
B | 01/13/2011 - 08/30/2012 | IRVINE, CA | |
IA | 05/20/2008 - 01/24/2011 | LOS ANGELES, CA | |
B | 05/20/2008 - 01/24/2011 | LOS ANGELES, CA | |
IA | 06/07/2006 - 04/03/2008 | LAKEWOOD, CA | |
B | 09/02/2005 - 04/03/2008 | LAKEWOOD, CA | |
IA | 04/26/2004 - 01/19/2005 | TORRANCE, CA | |
B | 03/01/2004 - 01/19/2005 | PURCHASE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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