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ROSCOE PAUL ZEIGLER III
ROCKIE ZEIGLER III, ROSCOE PAUL ZEIGLER
CRD#: 4746685
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RP ZEIGLER INVESTMENT SERVICESCRD#: 297925 2914 N WILLOW KNOLLS
SUITE B
PEORIA, IL 61614
SUITE B
PEORIA, IL 61614
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Disclosures
19
Years of Experience
View By:
State Registrations
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Illinois 10/29/2018
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Texas 8/27/2019
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Registered with this firm since 10/29/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/14/2012 - 10/29/2018 | PEORIA, IL | |
IA | 01/22/2013 - 10/23/2018 | PEORIA, IL | |
IA | 12/14/2012 - 05/02/2013 | PEORIA, IL | |
IA | 05/23/2007 - 12/17/2012 | METAMORA, IL | |
B | 04/23/2007 - 12/17/2012 | METAMORA, IL | |
B | 03/09/2004 - 07/08/2005 | ST. LOUIS, MO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.