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Michael David Guerrero
MICHAEL D GUERRERO, MICHAEL DAVID GUERRERO
CRD#: 4746196
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Investment Adviser
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Previous Broker
MARINER WEALTHCRD#: 140195 11512 EL CAMINO REAL
SUITE 370
SAN DIEGO, CA 92130
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2010 (<1 year)2 FIRMS2018 - 2018 (<1 year)IAMARINER WEALTH (CRD# 140195)2018 - Present (6 years)BMSEC, LLC (CRD# 154327)2018 - 2023 (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2010 - 2017 (6 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)2005 - 2007 (2 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)2004 - 2005 (<1 year)BEDWARD JONES (CRD# 250)2004 - 2004 (<1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2011 - 2017 (5 years)
License(s)

State Registrations

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California 6/4/2018

Current Registration(s)
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MARINER WEALTH (CRD#:140195)
11512 EL CAMINO REAL SUITE 370, SAN DIEGO, CA 92130
Registered with this firm since 6/4/2018

Previous Registration(s)
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06/04/2018 - 03/13/2023 MSEC, LLC (CRD#:154327) SAN DIEGO, CA
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03/16/2018 - 05/30/2018 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
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03/16/2018 - 05/30/2018 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
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06/08/2011 - 03/24/2017 STRATEGIC ADVISERS, INC. (CRD#:104555) SAN DIEGO, CA
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12/08/2010 - 03/23/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SAN DIEGO, CA
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09/10/2010 - 11/02/2010 WORLD WIDE WEALTH LLC (CRD#:111501) SAN FRANCISCO, CA
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07/12/2010 - 11/02/2010 CHRYSALIS CAPITAL GROUP, LLC (CRD#:138499) SAN FRANCISCO, CA
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10/29/2009 - 07/13/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN FRANCISCO, CA
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11/02/2009 - 07/13/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN FRANCISCO, CA
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05/05/2008 - 02/12/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LONG BEACH, CA
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04/21/2008 - 02/12/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LONG BEACH, CA
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01/19/2005 - 12/31/2007 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) EL CAJON, CA
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07/31/2004 - 01/14/2005 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
03/09/2004 - 05/07/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
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