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ROSHANI PANDEY
CRD#: 4746053
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Investment Adviser
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Previous Broker
TRUE ROOT FINANCIALCRD#: 310652 SAN FRANCISCO, CA
Registration History
200420062008201020122014201620182020202220242026IATRUE ROOT FINANCIAL (CRD# 310652)2020 - Present (4 years)BBESSEMER INVESTOR SERVICES, INC. (CRD# 17442)2016 - 2019 (2 years)BBLACKROCK INVESTMENTS, LLC (CRD# 38642)2013 - 2016 (2 years)BGOLDMAN, SACHS & CO. (CRD# 361)2004 - 2012 (8 years)
License(s)

State Registrations

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California 10/20/2020

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Virginia 11/13/2023

Current Registration(s)
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TRUE ROOT FINANCIAL (CRD#:310652)
SAN FRANCISCO, CA
Registered with this firm since 10/20/2020

Previous Registration(s)
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08/18/2016 - 06/14/2019 BESSEMER INVESTOR SERVICES, INC. (CRD#:17442) SAN FRANCISCO, CA
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10/03/2013 - 04/06/2016 BLACKROCK INVESTMENTS, LLC (CRD#:38642) SAN FRANCISCO, CA
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01/23/2004 - 01/30/2012 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.