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AQUILINO ALFREDO MAYO
AQUI MAYO, AQUILINO MAYO
CRD#: 4745833
IA
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OSAIC WEALTH, INC.CRD#: 23131 5310 NW 33 AVE.
SUITE 206
FORT LAUDERDALE, FL 33309
SUITE 206
FORT LAUDERDALE, FL 33309
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Disclosures
21
Years of Experience
View By:
State Registrations
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California 9/1/2023
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Nebraska 9/1/2023
B
Florida 9/1/2023
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Oregon 9/1/2023
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Florida 9/1/2023
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Washington 9/1/2023
SRO Registrations
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Registered with this firm since 9/1/2023
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Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/08/2020 - 09/01/2023 | FORT LAUDERDALE, FL | |
B | 12/07/2020 - 09/01/2023 | FORT LAUDERDALE, FL | |
IA | 03/09/2016 - 12/07/2020 | SUNRISE, FL | |
B | 03/07/2016 - 12/07/2020 | SUNRISE, FL | |
IA | 07/17/2015 - 03/03/2016 | OAKLAND PARK, FL | |
B | 07/17/2015 - 03/03/2016 | OAKLAND PARK, FL | |
IA | 02/17/2009 - 07/17/2015 | Opa Locka, FL | |
B | 02/09/2009 - 07/17/2015 | Opa Locka, FL | |
IA | 11/14/2007 - 02/13/2009 | WESTON, FL | |
B | 11/13/2007 - 02/13/2009 | WESTON, FL | |
IA | 08/10/2005 - 12/05/2007 | MIRAMAR, FL | |
B | 03/24/2005 - 12/05/2007 | MIRAMAR, FL | |
B | 01/26/2004 - 03/29/2005 | NEWARK, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.