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JOSEPH FRANCIS GASPARI
CRD#: 4744824
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 11545 W.TOUHY AVE.
CHICAGO, IL 60666
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2011 (5 years)2 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 3/6/2017

B
New Hampshire 10/10/2017

B
California 11/17/2014

B
New Jersey 3/1/2024

B
Colorado 8/16/2013

B
New York 7/13/2016

B
Florida 2/13/2015

B
North Carolina 12/23/2019

B
Georgia 2/23/2021

B
Ohio 9/1/2015

B
Illinois 8/14/2013

B
Pennsylvania 4/21/2020

IA
Illinois 8/14/2013

B
South Carolina 10/21/2024

B
Indiana 11/4/2019

B
Texas 1/20/2015

B
Iowa 8/28/2013

IA
Texas 1/20/2015

B
Louisiana 3/6/2024

B
Vermont 3/18/2016

B
Maryland 11/9/2021

IA
Virginia 7/28/2017

B
Massachusetts 1/18/2024

B
Virginia 5/17/2019

B
Mississippi 12/18/2024

B
Washington 6/24/2019

B
Missouri 8/19/2021

B
Wisconsin 1/22/2017

B
Nevada 10/20/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
11545 W.TOUHY AVE., CHICAGO, IL 60666
Registered with this firm since 8/14/2013

B
LPL FINANCIAL LLC (CRD#:6413)
11545 W.TOUHY AVE., CHICAGO, IL 60666
Registered with this firm since 8/14/2013

Previous Registration(s)
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IA
09/13/2011 - 08/14/2013 PNC INVESTMENTS (CRD#:129052) ELK GROVE VILLAGE, IL
B
09/13/2011 - 08/14/2013 PNC INVESTMENTS (CRD#:129052) ELK GROVE VILLAGE, IL
IA
05/25/2006 - 09/08/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BLOOMINGDALE, IL
B
05/25/2006 - 09/08/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BLOOMINGDALE, IL
IA
06/04/2004 - 05/25/2006 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) ROSELLE, IL
B
02/05/2004 - 05/25/2006 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) ROSELLE, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.