• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DONGHYUP SHIN
DON SHIN
CRD#: 4744153
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 240 Third Street
Suite 100
Los Altos, CA 94022-3617
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - Present (7 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2014 - 2014 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Alaska 9/18/2024

B
New Mexico 3/4/2023

B
Arizona 4/16/2021

B
New York 11/16/2020

B
California 7/6/2017

B
Ohio 9/19/2024

IA
California 7/6/2017

B
Oregon 11/16/2020

B
Colorado 7/26/2021

B
Texas 3/9/2018

B
Florida 4/19/2022

IA
Texas 1/2/2019

B
Hawaii 11/16/2020

B
Vermont 5/28/2020

B
Michigan 3/26/2024

B
Washington 8/7/2017

B
Montana 11/16/2020

B
Wisconsin 6/25/2024

B
Nevada 4/16/2021

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
240 Third Street Suite 100, Los Altos, CA 94022-3617
Registered with this firm since 7/6/2017

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
240 Third Street Suite 100, Los Altos, CA 94022-3617
Registered with this firm since 7/6/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/18/2015 - 05/30/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
B
09/11/2015 - 05/30/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
B
12/16/2014 - 12/31/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SUNNYVALE, CA
B
05/29/2007 - 04/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SARATOGA, CA
B
09/27/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) CUPERTINO, CA
B
02/04/2004 - 06/30/2004 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.