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Detailed Report
STEPHEN LOUGHMAN
STEPHEN JAMES LOUGHMAN MR., STEPHEN JAMES LOUGHMAN
CRD#: 4742958
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 35 CENTERRA PARKWAY
STE 201
LEBANON, NH 03766
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2008 (3 years)2 FIRMS2008 - 2023 (15 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alaska 7/14/2023
IA
New Hampshire 7/14/2023
B
Arizona 7/14/2023
B
New Hampshire 7/19/2023
B
Arkansas 7/14/2023
B
New Jersey 7/14/2023
B
California 7/14/2023
B
New Mexico 7/14/2023
B
Colorado 7/14/2023
B
New York 7/14/2023
B
Connecticut 7/14/2023
B
North Carolina 7/14/2023
B
Delaware 7/14/2023
B
Ohio 11/11/2023
B
District of Columbia 8/19/2024
B
Oregon 9/25/2023
B
Florida 7/14/2023
B
Pennsylvania 7/14/2023
B
Georgia 7/14/2023
B
Rhode Island 7/14/2023
B
Idaho 7/14/2023
B
South Carolina 7/14/2023
B
Illinois 7/14/2023
B
Tennessee 7/14/2023
B
Kansas 8/14/2024
B
Texas 7/14/2023
B
Kentucky 7/14/2023
IA
Texas 7/14/2023
B
Maine 7/14/2023
B
Utah 7/14/2023
B
Maryland 7/14/2023
B
Vermont 7/14/2023
B
Massachusetts 7/14/2023
IA
Vermont 6/19/2024
B
Michigan 7/14/2023
B
Virginia 7/14/2023
B
Minnesota 7/14/2023
B
Washington 7/14/2023
B
Missouri 7/14/2023
B
Wisconsin 7/14/2023
B
Montana 7/14/2023
B
Wyoming 7/14/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
35 CENTERRA PARKWAY STE 201, LEBANON, NH 03766
Registered with this firm since 7/14/2023
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
35 CENTERRA PARKWAY STE 201, LEBANON, NH 03766
Registered with this firm since 7/14/2023
Previous Registration(s)
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IA
 01/01/2008 - 07/14/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LEBANON, NH
B
 01/01/2008 - 07/14/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LEBANON, NH
B
 05/12/2004 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LEBANON, NH
IA
 05/26/2004 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LEBANON, NH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.