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STEPHEN LOUGHMAN
STEPHEN JAMES LOUGHMAN MR., STEPHEN JAMES LOUGHMAN
CRD#: 4742958
IA
B
WELLS FARGO ADVISORSCRD#: 11025 35 CENTERRA PARKWAY
STE 201
LEBANON, NH 03766
STE 201
LEBANON, NH 03766
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alaska 7/14/2023
IA
New Hampshire 7/14/2023
B
Arizona 7/14/2023
B
New Hampshire 7/19/2023
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Arkansas 7/14/2023
B
New Jersey 7/14/2023
B
California 7/14/2023
B
New Mexico 7/14/2023
B
Colorado 7/14/2023
B
New York 7/14/2023
B
Connecticut 7/14/2023
B
North Carolina 7/14/2023
B
Delaware 7/14/2023
B
Ohio 11/11/2023
B
District of Columbia 8/19/2024
B
Oregon 9/25/2023
B
Florida 7/14/2023
B
Pennsylvania 7/14/2023
B
Georgia 7/14/2023
B
Rhode Island 7/14/2023
B
Idaho 7/14/2023
B
South Carolina 7/14/2023
B
Illinois 7/14/2023
B
Tennessee 7/14/2023
B
Kansas 8/14/2024
B
Texas 7/14/2023
B
Kentucky 7/14/2023
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Texas 7/14/2023
B
Maine 7/14/2023
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Utah 7/14/2023
B
Maryland 7/14/2023
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Vermont 7/14/2023
B
Massachusetts 7/14/2023
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Vermont 6/19/2024
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Michigan 7/14/2023
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Virginia 7/14/2023
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Minnesota 7/14/2023
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Washington 7/14/2023
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Missouri 7/14/2023
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Wisconsin 7/14/2023
B
Montana 7/14/2023
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Wyoming 7/14/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 7/14/2023
B
Registered with this firm since 7/14/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 07/14/2023 | LEBANON, NH | |
B | 01/01/2008 - 07/14/2023 | LEBANON, NH | |
B | 05/12/2004 - 01/03/2008 | LEBANON, NH | |
IA | 05/26/2004 - 01/01/2008 | LEBANON, NH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.