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Monte Troy Dop
CRD#: 4741113
IA
Investment Adviser
B
Broker
FIERA CAPITAL INC.CRD#: 113638 One Lewis Wharf 3rd Floor
Boston, MA 02110
FORESIDE FUND SERVICES, LLCCRD#: 46106 One Lewis Wharf
3rd Floor
Boston, MA 02110
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2004 - 2004 (<1 year)2 FIRMS2010 - 2013 (2 years)2 FIRMS2022 - Present (2 years)BPINEBRIDGE SECURITIES LLC (CRD# 5967)2013 - 2022 (8 years)BTHORNBURG SECURITIES CORPORATION (CRD# 14857)2009 - 2010 (<1 year)BSUNAMERICA CAPITAL SERVICES, INC. (CRD# 13158)2004 - 2008 (4 years)
License(s)

State Registrations

B
Alabama 4/7/2022

B
Missouri 4/7/2022

B
Alaska 4/7/2022

B
Montana 4/7/2022

B
Arizona 4/7/2022

B
Nebraska 4/7/2022

B
Arkansas 4/7/2022

B
Nevada 4/7/2022

B
California 4/7/2022

B
New Hampshire 4/7/2022

B
Colorado 4/7/2022

B
New Jersey 4/7/2022

B
Connecticut 4/7/2022

B
New Mexico 4/7/2022

B
Delaware 4/7/2022

B
New York 4/7/2022

B
District of Columbia 4/7/2022

B
North Carolina 4/7/2022

B
Florida 4/7/2022

B
North Dakota 4/7/2022

B
Georgia 4/7/2022

B
Ohio 4/7/2022

B
Hawaii 4/7/2022

B
Oklahoma 4/7/2022

B
Idaho 4/7/2022

B
Oregon 4/7/2022

B
Illinois 4/7/2022

B
Pennsylvania 4/7/2022

B
Indiana 4/7/2022

B
Rhode Island 4/7/2022

B
Iowa 4/7/2022

B
South Carolina 4/7/2022

B
Kansas 4/7/2022

B
South Dakota 4/7/2022

B
Kentucky 4/7/2022

B
Tennessee 2/7/2024

B
Louisiana 4/7/2022

B
Texas 4/7/2022

B
Maine 4/7/2022

B
Utah 4/7/2022

B
Maryland 4/7/2022

B
Vermont 4/7/2022

B
Massachusetts 4/7/2022

B
Virginia 4/7/2022

IA
Massachusetts 8/16/2022

B
Washington 4/7/2022

B
Michigan 4/7/2022

B
West Virginia 4/7/2022

B
Minnesota 4/7/2022

B
Wisconsin 4/7/2022

B
Mississippi 4/7/2022

B
Wyoming 4/7/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIERA CAPITAL INC. (CRD#:113638)
One Lewis Wharf 3rd Floor, Boston, MA 02110
Registered with this firm since 8/16/2022

B
FORESIDE FUND SERVICES, LLC (CRD#:46106)
One Lewis Wharf 3rd Floor, Boston, MA 02110
Avon, CO
Registered with this firm since 4/7/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/08/2013 - 02/25/2022 PINEBRIDGE SECURITIES LLC (CRD#:5967) NEW YORK, NY
IA
09/20/2010 - 02/11/2013 THORNBURG INVESTMENT MANAGEMENT INC (CRD#:106357) SANTA FE, NM
B
04/28/2010 - 02/11/2013 THORNBURG SECURITIES CORPORATION (CRD#:14857) SANTA FE, NM
B
07/21/2009 - 01/19/2010 THORNBURG SECURITIES CORPORATION (CRD#:14857) SANTA FE, NM
B
11/23/2004 - 12/18/2008 SUNAMERICA CAPITAL SERVICES, INC. (CRD#:13158) JERSEY CITY, NJ
IA
04/13/2004 - 07/20/2004 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) CHICAGO, IL
B
03/30/2004 - 07/20/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
03/30/2004 - 07/20/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.