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Registration History
200420062008201020122014201620182020202220242 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2012 (5 years)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2004 - 2006 (2 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)
Disclosure(s)
View By:
7/16/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 12/5/2016

B
Nebraska 1/10/2014

B
Arkansas 9/19/2017

B
Nevada 9/28/2017

B
California 10/1/2012

B
New Jersey 7/11/2022

B
Colorado 7/12/2021

B
New York 10/1/2012

B
Florida 10/1/2012

B
North Carolina 10/3/2018

B
Illinois 12/10/2015

B
Ohio 10/1/2012

B
Indiana 10/1/2012

B
South Carolina 9/21/2020

IA
Indiana 10/1/2012

B
Tennessee 5/12/2020

B
Iowa 1/17/2022

B
Texas 10/1/2012

B
Kentucky 10/21/2020

IA
Texas 9/20/2013

B
Minnesota 11/14/2013

B
Virgin Islands 6/1/2022

B
Mississippi 10/8/2020

B
Virginia 8/8/2018

B
Missouri 1/14/2020

B
Wisconsin 8/16/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
29 S Avon Ave, AVON, IN 46123
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
29 S Avon Ave, AVON, IN 46123
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/23/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) AVON, IN
B
11/15/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) AVON, IN
B
02/12/2004 - 11/17/2006 FIFTH THIRD SECURITIES, INC. (CRD#:628) GREENWOOD, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.