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TODD DOUGLAS MICCICHE
TODD MICCICHE
CRD#: 4740375
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Investment Adviser
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Previous Broker
TRUE NORTH RETIREMENT ADVISORS, LLCCRD#: 290885 10151 SE SUNNYSIDE ROAD, #400
CLACKAMAS, OR 97015
Registration History
200420062008201020122014201620182020202220242 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - 2022 (6 years)IATRUE NORTH RETIREMENT ADVISORS... (CRD# 290885)2022 - Present (2 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)2005 - 2007 (1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2005 - 2005 (<1 year)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2004 - 2005 (<1 year)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (1 year)
Disclosure(s)
View By:
10/5/2020
Customer Dispute
Closed-No Action
11/24/2017
Customer Dispute
Settled
7/21/2016
Customer Dispute
Denied
License(s)

State Registrations

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California 3/3/2022

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Texas 3/7/2022

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New Hampshire 3/8/2022

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Washington 3/3/2022

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Oregon 3/3/2022

Current Registration(s)
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TRUE NORTH RETIREMENT ADVISORS, LLC (CRD#:290885)
10151 SE SUNNYSIDE ROAD, #400, CLACKAMAS, OR 97015
Clackamas, OR
Registered with this firm since 3/3/2022

Previous Registration(s)
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12/18/2015 - 02/28/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) PORTLAND, OR
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12/18/2015 - 02/28/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) PORTLAND, OR
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10/18/2011 - 12/15/2015 KEY INVESTMENT SERVICES LLC (CRD#:136300) TROUTDALE, OR
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10/18/2011 - 12/15/2015 KEY INVESTMENT SERVICES LLC (CRD#:136300) TROUTDALE, OR
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01/31/2011 - 04/27/2011 BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS (CRD#:29357) PORTLAND, OR
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02/04/2011 - 04/27/2011 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) PORTLAND, OR
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02/28/2008 - 07/14/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PORTLAND, OR
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10/12/2007 - 07/14/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PORTLAND, OR
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07/25/2005 - 01/03/2007 WM FINANCIAL SERVICES, INC. (CRD#:599) PORTLAND, OR
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03/14/2005 - 05/26/2005 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
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06/25/2004 - 03/16/2005 WORLD GROUP SECURITIES, INC. (CRD#:114473) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.