Individual Firm
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JEFFREY MICHAEL BRATZ
JEFFREY MICHAEL BRATZ MR
CRD#: 4738833
IA
B
ANDERSENCRD#: 124205 666 GRAND AVENUE, SUITE 2400
DES MOINES, IA 50309
DES MOINES, IA 50309
0
Disclosures
21
Years of Experience
View By:
State Registrations
IA
Iowa 10/10/2023
IA
Registered with this firm since 10/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/08/2010 - 09/18/2024 | DES MOINES, IA | |
B | 05/01/2012 - 12/05/2022 | DES MOINES, IA | |
IA | 12/01/2009 - 05/07/2012 | DES MOINES, IA | |
B | 12/01/2009 - 05/07/2012 | DES MOINES, IA | |
IA | 02/08/2007 - 12/15/2009 | DES MOINES, IA | |
B | 01/14/2004 - 12/15/2009 | DES MOINES, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.