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JOHN VINCENT GILLESPIE
JOHN GILLESPIE
CRD#: 4738688
IA
B
AMERICAN COMMUNITY WEALTH MANAGEMENT, LLCCRD#: 147376 381 S. MAIN STREET
CRYSTAL LAKE, IL 60014
CRYSTAL LAKE, IL 60014
OSAIC WEALTH, INC.CRD#: 23131 10101 ROUTE 47
BOX 129
HUNTLEY, IL 60142
BOX 129
HUNTLEY, IL 60142
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8/14/2009
Customer Dispute
Settled
State Registrations
IA
Florida 3/13/2023
B
Illinois 8/23/2024
IA
Illinois 2/16/2023
IA
Wisconsin 2/16/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 2/16/2023
B
Registered with this firm since 8/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/06/2022 - 08/23/2024 | CRYSTAL LAKE, IL | |
IA | 07/05/2018 - 09/30/2022 | CHARLOTTE, NC | |
B | 03/25/2009 - 04/15/2011 | NEW YORK, NY | |
B | 06/09/2008 - 03/09/2009 | NEW YORK, NY | |
IA | 07/17/2006 - 05/19/2008 | NORTHBROOK, IL | |
B | 07/17/2006 - 05/19/2008 | NORTHBROOK, IL | |
IA | 07/01/2004 - 07/11/2006 | CHICAGO, IL | |
B | 01/26/2004 - 07/11/2006 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.