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Detailed Report
VIKKI DIANE LENHART
CRD#: 4738433
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Investment Adviser
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Previous Broker
HART & PATTERSON FINANCIAL GROUPCRD#: 310639 19 RESEARCH DRIVE
AMHERST, MA 01002
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)IAHART & PATTERSON FINANCIAL GROUP (CRD# 310639)2021 - Present (4 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2009 - 2020 (11 years)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2013 - 2020 (7 years)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2010 - 2012 (2 years)
License(s)

State Registrations

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Massachusetts 1/12/2021
Current Registration(s)
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HART & PATTERSON FINANCIAL GROUP (CRD#:310639)
19 RESEARCH DRIVE, AMHERST, MA 01002
Registered with this firm since 1/12/2021
Previous Registration(s)
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 01/02/2013 - 12/31/2020 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) AMHERST, MA
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 08/04/2009 - 12/31/2020 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) AMHERST, MA
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 01/07/2010 - 12/31/2012 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) AMHERST, MA
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 07/07/2008 - 09/09/2008 LPL FINANCIAL CORPORATION (CRD#:6413) NORTHAMPTON, MA
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 05/05/2008 - 09/09/2008 LPL FINANCIAL CORPORATION (CRD#:6413) NORTHAMPTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.