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HONG-YING CHAN
VIVIAN HONG-YING CHAN
CRD#: 4735028
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3001 78TH AVE SE
MERCER ISLAND, WA 98040
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2004 - 2004 (<1 year)2 FIRMS2005 - 2011 (5 years)2 FIRMS2011 - Present (14 years)
License(s)

State Registrations

B
Arizona 3/28/2024

B
Washington 1/3/2011

B
California 5/18/2021

IA
Washington 1/3/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3001 78TH AVE SE, MERCER ISLAND, WA 98040
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3001 78TH AVE SE, MERCER ISLAND, WA 98040
Registered with this firm since 1/3/2011

Previous Registration(s)
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IA
09/21/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MERCER ISLAND, WA
B
09/21/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MERCER ISLAND, WA
IA
03/25/2004 - 12/15/2004 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) SEATTLE, WA
B
03/10/2004 - 12/15/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
03/10/2004 - 12/15/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.