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CHRISTOPHER DAVID CAMPBELL
CRD#: 4734590
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 324 GROVE ST
WORCESTER, MA 01605
WORCESTER, MA 01605
CETERA ADVISOR NETWORKS LLCCRD#: 13572 324 GROVE ST
WORCESTER, MA 01605
WORCESTER, MA 01605
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
California 6/9/2021
B
North Carolina 6/9/2021
B
Colorado 2/7/2022
B
Ohio 1/24/2025
B
Connecticut 6/9/2021
B
Rhode Island 5/16/2023
B
Florida 6/10/2021
B
South Carolina 6/9/2021
B
Massachusetts 6/9/2021
B
Texas 6/9/2021
IA
Massachusetts 6/29/2023
IA
Texas 6/29/2023
B
Michigan 6/9/2021
B
Vermont 6/9/2021
B
Minnesota 10/6/2022
B
Virginia 11/27/2024
B
New Hampshire 6/9/2021
B
West Virginia 8/10/2023
B
New York 6/9/2021
SRO Registrations
B
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IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 6/9/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2021 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 05/06/2013 - 06/09/2021 | WORCESTER, MA | |
B | 04/29/2013 - 06/09/2021 | WORCESTER, MA | |
B | 01/09/2007 - 04/30/2013 | WORCESTER, MA | |
IA | 01/17/2012 - 04/29/2013 | OVERLAND PARK,, KS | |
B | 03/10/2004 - 01/11/2007 | BOSTON, MA | |
B | 03/10/2004 - 07/03/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.