Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Kenneth David Vendley
KEN DAVID VENDLEY
CRD#: 4733918
IA
Investment Adviser
B
Previous Broker
FALCON WEALTH PLANNING, INC.CRD#: 174092 2030 Main St
13th Floor
Irvine, CA 92614
Registration History
200420062008201020122014201620182020202220242026IAFALCON WEALTH PLANNING, INC. (CRD# 174092)2024 - Present (<1 year)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2003 - 2024 (20 years)
Disclosure(s)
View By:
2/8/2016
Financial
Final
License(s)

State Registrations

IA
California 6/3/2024
IA
Texas 6/4/2024
Current Registration(s)
IA
FALCON WEALTH PLANNING, INC. (CRD#:174092)
2030 Main St 13th Floor, Irvine, CA 92614
Registered with this firm since 6/3/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/09/2003 - 04/02/2024 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) EUGENE, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.