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SAM N SINGH
SAM SINGH, Satesh Narendra Singh
CRD#: 4733422
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 BROOKLYN, NY
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 BROOKLYN, NY
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)3 FIRMS2011 - 2011 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (3 years)BLIFEMARK SECURITIES CORP. (CRD# 16204)2019 - 2021 (2 years)BNETWORK 1 FINANCIAL SECURITIES... (CRD# 13577)2017 - 2017 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2013 - 2015 (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2005 - 2007 (2 years)
License(s)

State Registrations

B
Alabama 10/6/2021

B
Nevada 10/6/2021

B
Alaska 10/6/2021

B
New Hampshire 10/6/2021

B
Arizona 10/6/2021

B
New Jersey 10/6/2021

B
Arkansas 10/6/2021

B
New Mexico 10/6/2021

B
California 10/6/2021

B
New York 10/3/2021

B
Colorado 10/6/2021

IA
New York 2/4/2022

B
Connecticut 10/6/2021

B
North Carolina 10/6/2021

B
Delaware 10/6/2021

B
North Dakota 10/6/2021

B
District of Columbia 10/6/2021

B
Ohio 10/7/2021

B
Florida 10/6/2021

B
Oklahoma 10/6/2021

B
Georgia 10/6/2021

B
Oregon 10/6/2021

B
Hawaii 10/6/2021

B
Pennsylvania 10/6/2021

B
Idaho 10/6/2021

B
Puerto Rico 10/6/2021

B
Illinois 10/6/2021

B
Rhode Island 10/6/2021

B
Indiana 10/6/2021

B
South Carolina 10/6/2021

B
Iowa 10/6/2021

B
South Dakota 10/6/2021

B
Kansas 10/6/2021

B
Tennessee 10/6/2021

B
Kentucky 10/6/2021

B
Texas 10/6/2021

B
Louisiana 10/6/2021

IA
Texas 2/4/2022

B
Maine 10/6/2021

B
Utah 10/6/2021

B
Maryland 10/6/2021

B
Vermont 10/6/2021

B
Massachusetts 10/6/2021

B
Virgin Islands 10/6/2021

B
Michigan 10/6/2021

B
Virginia 10/6/2021

B
Minnesota 10/6/2021

B
Washington 10/6/2021

B
Mississippi 10/6/2021

B
West Virginia 10/6/2021

B
Missouri 10/6/2021

B
Wisconsin 10/6/2021

B
Montana 10/6/2021

B
Wyoming 10/6/2021

B
Nebraska 10/6/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
BROOKLYN, NY
Registered with this firm since 2/4/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
BROOKLYN, NY
Registered with this firm since 9/10/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/24/2019 - 07/14/2021 LIFEMARK SECURITIES CORP. (CRD#:16204) South Richmond Hill, NY
B
02/24/2017 - 05/01/2017 NETWORK 1 FINANCIAL SECURITIES INC. (CRD#:13577) SYOSSET, NY
B
04/04/2013 - 02/26/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) HEMPSTEAD, NY
B
06/13/2011 - 09/01/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) NEW YORK, NY
B
04/11/2011 - 06/13/2011 JOHN CARRIS INVESTMENTS LLC (CRD#:145767)
FINRA expelled the firm on 08/18/2014
HOBOKEN, NJ
B
03/17/2011 - 04/01/2011 OLYMPIA ASSET MANAGEMENT,LTD. (CRD#:126331) NEW YORK, NY
B
06/03/2005 - 11/05/2007 NYLIFE SECURITIES LLC (CRD#:5167) NEW YORK, NY
B
12/08/2003 - 06/16/2004 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
12/08/2003 - 06/16/2004 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.