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Detailed Report
BRADLEY SCOTT SULLIVAN
BRAD SULLIVAN
CRD#: 4733405
IA
Investment Adviser
B
Broker
MUTUAL ADVISORS, LLCCRD#: 167658 3721 Douglas Blvd.
Ste. 205
Roseville, CA 95661
MUTUAL SECURITIES, INC.CRD#: 13092 3721 Douglas Blvd.
Ste. 205
Roseville, CA 95661
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2013 (4 years)IAMUTUAL ADVISORS, LLC (CRD# 167658)2016 - Present (9 years)BMUTUAL SECURITIES, INC. (CRD# 13092)2013 - Present (11 years)BMETLIFE INVESTORS DISTRIBUTION... (CRD# 107622)2004 - 2006 (1 year)BMETLIFE INVESTORS DISTRIBUTION... (CRD# 6695)2004 - 2004 (<1 year)IABEVERLY HILLS WEALTH MANAGEMEN... (CRD# 152031)2013 - 2016 (2 years)
License(s)

State Registrations

B
Alabama 10/23/2023
B
Colorado 7/3/2018
B
Alaska 9/17/2020
B
Hawaii 10/27/2021
B
Arizona 10/27/2021
B
Nevada 10/27/2021
B
California 7/18/2013
B
Oregon 1/4/2018
IA
California 3/1/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MUTUAL ADVISORS, LLC (CRD#:167658)
3721 Douglas Blvd. Ste. 205, Roseville, CA 95661
895 Dove St. Ste. 300, Newport Beach, CA 92660
Registered with this firm since 3/1/2016
B
MUTUAL SECURITIES, INC. (CRD#:13092)
3721 Douglas Blvd. Ste. 205, Roseville, CA 95661
895 Dove St. Ste. 300, Newport Beach, CA 92660
Registered with this firm since 7/18/2013
Previous Registration(s)
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 07/30/2013 - 03/03/2016 BEVERLY HILLS WEALTH MANAGEMENT, LLC (CRD#:152031) BEVERLY HILLS, CA
IA
 06/01/2009 - 08/07/2013 MORGAN STANLEY (CRD#:149777) NEWPORT BEACH, CA
B
 06/01/2009 - 08/07/2013 MORGAN STANLEY (CRD#:149777) NEWPORT BEACH, CA
IA
 12/17/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ROSEVILLE, CA
B
 12/17/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ROSEVILLE, CA
IA
 05/15/2006 - 12/19/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ROSEVILLE, CA
B
 05/03/2006 - 12/19/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ROSEVILLE, CA
B
 12/11/2004 - 03/24/2006 METLIFE INVESTORS DISTRIBUTION COMPANY (CRD#:107622) NEW YORK CITY, NY
B
 01/28/2004 - 12/11/2004 METLIFE INVESTORS DISTRIBUTION COMPANY (CRD#:6695) NEWPORT BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.