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MICHAEL FAY TARPY
CRD#: 4733070
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 SANTEE, CA
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 SANTEE, CA
Registration History
200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2012 - Present (12 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2003 - Present (21 years)
License(s)

State Registrations

B
Arizona 2/21/2019

B
Mississippi 6/13/2022

B
California 1/2/2004

B
Nevada 9/1/2004

IA
California 6/12/2012

B
Texas 7/22/2016

B
Florida 7/13/2016

IA
Texas 2/23/2023

B
Idaho 1/2/2008

B
Utah 1/29/2021

B
Maryland 2/6/2017

B
Washington 1/6/2021

B
Minnesota 1/29/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
SANTEE, CA
Registered with this firm since 6/12/2012

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
SANTEE, CA
Registered with this firm since 12/18/2003

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.