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DAVID C VESPOLI
DAVID C VESPOLI MR., DAVID VESPOLI
CRD#: 4732492
IA
Investment Adviser
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Broker
STRATOS WEALTH PARTNERS, LTDCRD#: 153184 291 N. Cleveland Massillon Road, Suite 100
Akron, OH 44333
LPL FINANCIAL LLCCRD#: 6413 291 N CLEVELAND MASSILLON RD
STE 100
AKRON, OH 44333
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)IASTRATOS WEALTH PARTNERS, LTD (CRD# 153184)2010 - Present (14 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - Present (15 years)IALPL FINANCIAL LLC (CRD# 6413)2011 - 2012 (1 year)IALPL FINANCIAL CORPORATION (CRD# 6413)2009 - 2010 (1 year)
License(s)

State Registrations

B
Arizona 7/2/2024

B
Missouri 5/16/2022

B
Florida 7/24/2009

B
North Carolina 4/12/2018

B
Illinois 2/2/2023

IA
North Carolina 4/24/2018

B
Indiana 1/2/2024

B
Ohio 7/24/2009

B
Kansas 5/18/2022

IA
Ohio 8/13/2010

IA
Louisiana 2/25/2016

B
Oregon 7/23/2020

B
Michigan 9/6/2012

IA
Texas 3/8/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATOS WEALTH PARTNERS, LTD (CRD#:153184)
291 N. Cleveland Massillon Road, Suite 100, Akron, OH 44333
Mooresville, NC
Registered with this firm since 8/13/2010

B
LPL FINANCIAL LLC (CRD#:6413)
291 N CLEVELAND MASSILLON RD STE 100, AKRON, OH 44333
MOORESVILLE, NC
Registered with this firm since 7/24/2009

Previous Registration(s)
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IA
08/25/2011 - 12/31/2012 LPL FINANCIAL LLC (CRD#:6413) MOORESVILLE, NC
IA
07/27/2009 - 11/02/2010 LPL FINANCIAL CORPORATION (CRD#:6413) MOORESVILLE, NC
IA
06/01/2009 - 07/27/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) AKRON, OH
B
06/01/2009 - 07/27/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) AKRON, OH
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) AKRON, OH
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) AKRON, OH
IA
06/03/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) AKRON, OH
B
06/03/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) AKRON, OH
IA
01/28/2004 - 06/17/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) AKRON, OH
B
01/21/2004 - 06/17/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.