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PETER MC DONLAD OLIPHANT
PETER MCDONALD OLIPHANT, Peter Mc Donald Oliphant
CRD#: 4732016
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1518 6TH AVE
SEATTLE, WA 98101-1706
SEATTLE, WA 98101-1706
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1518 6TH AVE
SEATTLE, WA 98101
SEATTLE, WA 98101
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Idaho 8/16/2024
B
South Carolina 10/8/2024
B
Maine 10/8/2024
B
Texas 8/16/2024
B
Montana 8/16/2024
IA
Texas 8/21/2024
B
Oregon 8/16/2024
B
Washington 8/9/2024
B
Pennsylvania 10/8/2024
IA
Washington 8/15/2024
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/15/2024
B
Registered with this firm since 8/9/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/14/2020 - 01/07/2024 | BOSTON, MA | |
B | 01/14/2020 - 01/07/2024 | BOSTON, MA | |
IA | 12/09/2016 - 01/14/2020 | COLUMBUS, OH | |
B | 12/09/2016 - 01/14/2020 | COLUMBUS, OH | |
IA | 04/03/2014 - 05/04/2016 | WHEATON, IL | |
B | 04/03/2014 - 05/04/2016 | WHEATON, IL | |
IA | 08/24/2010 - 04/02/2014 | ATLANTA, GA | |
B | 06/01/2010 - 04/02/2014 | HOUSTON, TX | |
B | 05/03/2004 - 06/01/2010 | HOUSTON, TX | |
B | 12/16/2003 - 04/20/2004 | BLOOMINGTON, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.