Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ROBERT BRUCE DAHER
Bruce R Daher, Bruce Daher
CRD#: 4731735
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5588 N Palm Ave
Fresno, CA 93704
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2008 - 2022 (14 years)BPENSION PLANNERS SECURITIES, INC. (CRD# 14068)2007 - 2008 (1 year)BVERITRUST FINANCIAL, LLC (CRD# 106594)2004 - 2004 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2018 - 2022 (4 years)
Disclosure(s)
View By:
7/5/2024
Judgment / Lien
License(s)

State Registrations

B
California 12/9/2022
B
New York 12/9/2022
IA
California 12/9/2022
B
Texas 12/9/2022
B
Florida 12/9/2022
IA
Texas 12/9/2022
B
Idaho 12/9/2022
B
Utah 12/9/2022
B
Nevada 12/9/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5588 N Palm Ave, Fresno, CA 93704
Fresno, CA
Registered with this firm since 12/9/2022
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5588 N Palm Ave, Fresno, CA 93704
Fresno, CA
Registered with this firm since 12/9/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/22/2018 - 12/13/2022 CETERA ADVISOR NETWORKS LLC (CRD#:13572) FRESNO, CA
B
 08/13/2008 - 12/13/2022 CETERA ADVISOR NETWORKS LLC (CRD#:13572) FRESNO, CA
B
 06/28/2007 - 08/13/2008 PENSION PLANNERS SECURITIES, INC. (CRD#:14068) SACRAMENTO, CA
B
 01/07/2004 - 11/29/2004 VERITRUST FINANCIAL, LLC (CRD#:106594) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.