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KIMBERLEY GAYLE WHITTLE
KIM BROWN, KIM WHITTLE
CRD#: 4729888
IA
B
STEPHENSCRD#: 3496 3100 MARKET STREET
ROGERS, AR 72758
ROGERS, AR 72758
0
Disclosures
18
Years of Experience
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State Registrations
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Arizona 4/4/2013
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Mississippi 4/5/2019
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Arkansas 4/4/2013
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Missouri 4/4/2013
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Arkansas 4/4/2013
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Montana 3/1/2018
B
California 4/4/2013
B
Nevada 4/4/2013
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Colorado 4/4/2013
B
New Jersey 4/4/2013
B
Connecticut 4/5/2019
B
North Carolina 4/5/2013
B
Delaware 4/5/2019
B
Ohio 11/5/2014
B
District of Columbia 4/5/2019
B
Oklahoma 11/4/2014
B
Florida 4/4/2013
B
Pennsylvania 5/4/2023
B
Georgia 4/4/2013
B
South Carolina 4/4/2013
B
Illinois 4/5/2019
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South Dakota 8/26/2016
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Indiana 4/5/2019
B
Tennessee 12/14/2015
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Iowa 4/5/2019
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Texas 4/4/2013
B
Kansas 11/4/2014
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Texas 4/28/2014
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Kentucky 4/5/2019
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Utah 4/5/2019
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Louisiana 4/5/2019
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Virginia 10/31/2019
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Maryland 4/5/2019
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Washington 4/4/2013
B
Massachusetts 6/23/2017
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Wisconsin 4/5/2019
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Michigan 1/2/2014
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Wyoming 4/5/2019
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Minnesota 8/7/2019
SRO Registrations
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/27/2007 - 04/30/2013 | ROGERS, AR | |
B | 03/02/2007 - 04/30/2013 | ROGERS, AR |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.