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MARJORIE JOSEFINA GONCALVES PONCE
MARJORIE JOSEFINA GONCALVES
CRD#: 4729634
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CPWM, 201 S. Biscayne Blvd
5th Fl/Ste 530 & 6th Fl/Ste 600
Miami, FL 33131
5th Fl/Ste 530 & 6th Fl/Ste 600
Miami, FL 33131
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Disclosures
17
Years of Experience
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State Registrations
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Delaware 6/2/2017
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Puerto Rico 8/15/2022
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Florida 9/30/2014
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South Carolina 10/2/2018
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Florida 10/29/2014
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Tennessee 10/3/2018
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Indiana 10/28/2014
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Texas 5/16/2019
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Massachusetts 7/9/2020
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Washington 7/14/2020
SRO Registrations
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Registered with this firm since 10/29/2014
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Registered with this firm since 9/30/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/30/2010 - 07/22/2014 | LECHERIA EDO. ANZOATEGUI | |
B | 11/18/2003 - 06/30/2006 | SAN JUAN, PR |
LECHERIA EDO. ANZOATEGUI
07/30/2010 - 07/22/2014
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.