Aaron Lee Weiss - Investment Adviser at J.P. MORGAN SECURITIES LLC

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Detailed ReportReport

Aaron Lee Weiss

AARON L WEISS, AARON LEE WEISS

CRD#: 4729543

Investment Adviser

Broker

J.P. MORGAN SECURITIES LLCCRD#: 79

1111 Polaris Parkway, Floor 4J
Columbus, OH 43240

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Alabama 8/16/2016

Nevada 8/16/2016

Alaska 8/16/2016

New Hampshire 8/16/2016

Arizona 8/16/2016

New Jersey 8/16/2016

Arkansas 8/16/2016

New Mexico 8/16/2016

California 8/16/2016

New York 8/16/2016

Colorado 8/16/2016

New York 5/3/2021

Connecticut 8/16/2016

North Carolina 8/16/2016

Delaware 8/16/2016

North Dakota 8/16/2016

District of Columbia 8/16/2016

Ohio 8/16/2016

Florida 8/16/2016

Ohio 8/16/2016

Georgia 8/16/2016

Oklahoma 8/16/2016

Hawaii 8/16/2016

Oregon 8/16/2016

Idaho 8/16/2016

Pennsylvania 8/16/2016

Illinois 8/16/2016

Puerto Rico 8/16/2016

Indiana 8/16/2016

Rhode Island 8/16/2016

Iowa 8/16/2016

South Carolina 8/16/2016

Kansas 8/16/2016

South Dakota 8/16/2016

Kentucky 8/16/2016

Tennessee 8/16/2016

Louisiana 8/16/2016

Texas 8/16/2016

Maine 8/16/2016

Utah 8/16/2016

Maryland 8/16/2016

Vermont 8/16/2016

Massachusetts 8/16/2016

Virgin Islands 8/16/2016

Michigan 8/16/2016

Virginia 8/16/2016

Minnesota 8/16/2016

Washington 8/16/2016

Mississippi 8/16/2016

West Virginia 8/16/2016

Missouri 8/16/2016

Wisconsin 8/16/2016

Montana 8/16/2016

Wyoming 8/16/2016

Nebraska 8/16/2016

SRO Registrations

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX Emerald, LLC

MIAX PEARL, LLC

MIAX Sapphire

Miami International Securities Exchange, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE Chicago, Inc.

NYSE National, Inc.

Nasdaq BX, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq MRX, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

J.P. MORGAN SECURITIES LLC (CRD#:79)

1111 Polaris Parkway, Floor 4J, Columbus, OH 43240

Columbus, OH

Registered with this firm since 8/16/2016

J.P. MORGAN SECURITIES LLC (CRD#:79)

1111 Polaris Parkway, Floor 4J, Columbus, OH 43240

Columbus, OH

Registered with this firm since 8/16/2016

Previous Registration(s)

th hidden text	th hidden text	Name	Location
B	07/21/2014 - 05/16/2016	NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)	Columbus, OH
B	04/14/2014 - 06/12/2014	W&S BROKERAGE SERVICES, INC. (CRD#:8099)	CINCINNATI, OH
B	09/26/2011 - 09/19/2013	NATIONWIDE SECURITIES, LLC (CRD#:11173)	COLUMBUS, OH
IA	01/25/2007 - 09/02/2011	EDWARD JONES (CRD#:250)	COLUMBUS, OH
B	01/14/2004 - 09/02/2011	EDWARD JONES (CRD#:250)	COLUMBUS, OH

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)

Columbus, OH

07/21/2014 - 05/16/2016

W&S BROKERAGE SERVICES, INC. (CRD#:8099)

CINCINNATI, OH

04/14/2014 - 06/12/2014

NATIONWIDE SECURITIES, LLC (CRD#:11173)

COLUMBUS, OH

09/26/2011 - 09/19/2013

EDWARD JONES (CRD#:250)

COLUMBUS, OH

01/25/2007 - 09/02/2011

EDWARD JONES (CRD#:250)

COLUMBUS, OH

01/14/2004 - 09/02/2011

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.