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STEPHANIE LEE LEMMA
STEPHANIE LEE SMITH
CRD#: 4729059
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Cincinnati, OH
Registration History
200620082010201220142016201820202022202420262 FIRMS2011 - Present (14 years)BNATIONAL PENSION & GROUP CONSU... (CRD# 613)2005 - 2009 (4 years)IAFTJ FUNDCHOICE, LLC (CRD# 125446)2007 - 2011 (3 years)
License(s)

State Registrations

B
Indiana 1/28/2011

B
Ohio 1/28/2011

B
Kentucky 1/28/2011

B
Pennsylvania 1/2/2019

B
Michigan 1/5/2018

B
Tennessee 1/28/2011

B
New York 1/2/2019

B
West Virginia 1/28/2011

IA
Ohio 1/24/2011

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Cincinnati, OH
Registered with this firm since 1/28/2011

IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Cincinnati, OH
Registered with this firm since 1/24/2011

Previous Registration(s)
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IA
04/23/2007 - 01/24/2011 FTJ FUNDCHOICE, LLC (CRD#:125446) HEBRON, KY
B
04/26/2005 - 04/02/2009 NATIONAL PENSION & GROUP CONSULTANTS, INC (CRD#:613) HEBRON, KY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.