Individual Firm
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Brandy Dusa Pearce
BRANDY DUSA ORR
CRD#: 4728954
IA
B
EDWARD JONESCRD#: 250 620 S DIVISION
GUTHRIE, OK 73044
GUTHRIE, OK 73044
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alaska 7/11/2019
B
Ohio 3/19/2024
B
California 1/10/2024
B
Oklahoma 7/11/2019
B
Idaho 7/11/2019
IA
Oklahoma 7/11/2019
B
Kansas 4/23/2024
B
Texas 7/11/2019
B
Louisiana 9/7/2022
IA
Texas 7/12/2019
B
Missouri 7/11/2019
B
Washington 7/11/2019
B
Nevada 9/10/2024
B
West Virginia 7/11/2019
B
New Jersey 3/19/2024
B
Wisconsin 7/11/2019
B
North Carolina 10/10/2023
SRO Registrations
B
B
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/30/2016 - 05/20/2019 | OKLAHOMA CITY, OK | |
IA | 11/10/2016 - 05/17/2019 | OKLAHOMA CITY, OK | |
IA | 09/30/2016 - 10/28/2016 | OKLAHOMA CITY, OK | |
IA | 02/25/2010 - 09/21/2016 | OKLAHOMA CITY, OK | |
B | 05/03/2005 - 09/21/2016 | OKLAHOMA CITY, OK | |
B | 05/03/2005 - 07/03/2006 | MINNEAPOLIS, MN |
OKLAHOMA CITY, OK
09/30/2016 - 05/20/2019
OKLAHOMA CITY, OK
09/30/2016 - 10/28/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.