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Detailed Report
CHAD P SCHUT
CRD#: 4728941
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 268 EAST KILGORE RD
PORTAGE, MI 49002
CETERA ADVISORS LLCCRD#: 10299 268 EAST KILGORE RD
PORTAGE, MI 49002
Registration History
200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2004 - Present (21 years)IACETERA ADVISORS LLC (CRD# 10299)2010 - 2024 (13 years)
License(s)

State Registrations

B
Arizona 2/20/2019
IA
Michigan 3/21/2024
B
California 3/18/2010
B
North Carolina 1/5/2017
B
Colorado 1/5/2017
B
Ohio 4/11/2014
B
Connecticut 11/8/2023
B
Oregon 5/8/2015
B
Florida 11/18/2009
B
Pennsylvania 3/11/2025
B
Georgia 8/7/2024
B
Texas 7/21/2021
B
Illinois 5/10/2011
IA
Texas 3/21/2024
B
Indiana 7/5/2011
B
Washington 7/22/2024
B
Maryland 8/7/2024
B
Wisconsin 1/9/2018
B
Michigan 2/9/2004

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
268 EAST KILGORE RD, PORTAGE, MI 49002
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
268 EAST KILGORE RD, PORTAGE, MI 49002
Registered with this firm since 1/14/2004
Previous Registration(s)
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IA
 04/15/2010 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) PORTAGE, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.