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BRETT MICHAEL ROSENBLATT
BRETT ROSENBLATT
CRD#: 4728872
IA
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EQUITABLE ADVISORS, LLCCRD#: 6627 395 NORTH SERVICE ROAD
SUITE 206
MELVILLE, NY 11747
SUITE 206
MELVILLE, NY 11747
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Disclosures
18
Years of Experience
View By:
State Registrations
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Connecticut 3/7/2023
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New York 5/31/2016
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Connecticut 3/10/2023
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New York 4/12/2021
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New Jersey 10/23/2020
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North Carolina 3/29/2021
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New Jersey 10/27/2020
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North Carolina 3/30/2021
SRO Registrations
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Registered with this firm since 10/27/2020
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Registered with this firm since 4/28/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/21/2011 - 04/19/2016 | NEW YORK, NY | |
B | 08/24/2006 - 03/28/2011 | NEW YORK, NY | |
B | 05/11/2006 - 06/28/2006 | NEW YORK, NY | |
B | 01/06/2004 - 02/19/2004 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.