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MARLENE ESPINOZA
MARLENE C ESPINOZA, MARLENE E HART, MARLENE ESPINOZA HART, Marlene Espinoza Hart
CRD#: 4727712
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 29 S MAIN ST STE 201
WEST HARTFORD, CT 06107-2454
WEST HARTFORD, CT 06107-2454
0
Disclosures
19
Years of Experience
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State Registrations
B
Connecticut 11/30/2015
IA
Connecticut 11/30/2015
SRO Registrations
B
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IA
Registered with this firm since 11/30/2015
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Registered with this firm since 11/30/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/31/2014 - 10/02/2015 | VERNON, CT | |
B | 01/28/2014 - 10/02/2015 | NEWARK, NJ | |
IA | 01/03/2011 - 02/25/2013 | WINDSOR, CT | |
B | 01/03/2011 - 02/25/2013 | WINDSOR, CT | |
IA | 10/30/2008 - 01/03/2011 | WINDSOR, CT | |
B | 10/27/2008 - 01/03/2011 | WINDSOR, CT | |
IA | 08/06/2007 - 08/01/2008 | WEST HARTFORD, CT | |
B | 07/20/2007 - 08/01/2008 | WEST HARTFORD, CT | |
IA | 09/14/2004 - 07/16/2007 | SOUTH WINDSOR, CT | |
B | 12/03/2003 - 07/16/2007 | SOUTH WINDSOR, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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