• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
NANCY MAE DOMENGE
NANCY MAE DICK, NANCY MAE LINDZY, NANCY MAE WILLIAMSON
CRD#: 4727699
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 13815 FNB Parkway Suite 300
OMAHA, NE 68154-5220
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - Present (10 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2003 - 2011 (7 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2004 - 2011 (6 years)
License(s)

State Registrations

B
California 1/30/2014

IA
Nebraska 2/5/2014

B
Florida 1/30/2014

B
North Dakota 10/28/2020

B
Iowa 1/30/2014

B
Texas 1/30/2014

B
Missouri 8/16/2024

B
Virginia 1/20/2025

B
Nebraska 1/30/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13815 FNB Parkway Suite 300, OMAHA, NE 68154-5220
Registered with this firm since 2/5/2014

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13815 FNB Parkway Suite 300, OMAHA, NE 68154-5220
Registered with this firm since 1/30/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 02/03/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) OMAHA, NE
B
01/03/2011 - 02/03/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) OMAHA, NE
IA
03/12/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PAPILLION, NE
B
12/11/2003 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PAPILLION, NE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.