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LEE HARVEY FALBERG
CRD#: 4727606
IA
Investment Adviser
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Previous Broker
ALLIANCE ADVISORY & SECURITIES, LLCCRD#: 18835 31248 E. OAK CREST DRIVE STE 100
WESTLAKE VILLAGE, CA 91361
Registration History
200420062008201020122014201620182020202220242026IAALLIANCE ADVISORY & SECURITIES... (CRD# 18835)2003 - Present (21 years)BALLIANCE ADVISORY & SECURITIES... (CRD# 18835)2003 - 2021 (17 years)
License(s)

State Registrations

IA
California 11/3/2003

Current Registration(s)
IA
ALLIANCE ADVISORY & SECURITIES, LLC (CRD#:18835)
31248 E. OAK CREST DRIVE STE 100, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 11/3/2003

Previous Registration(s)
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12/20/2003 - 06/21/2021 ALLIANCE ADVISORY & SECURITIES, INC. (CRD#:18835) WESTLAKE VILLAGE, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.