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ALVARO A GALVIS PINEDA
ALVARO A GALVIS, ALVARO GALVIS
CRD#: 4725213
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - Present (20 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - Present (21 years)
License(s)

State Registrations

B
Alabama 10/4/2019

B
Massachusetts 5/8/2012

B
Arizona 6/17/2020

B
Michigan 1/9/2025

B
Arkansas 1/2/2013

B
New Hampshire 1/14/2016

B
California 11/12/2004

B
New Jersey 12/8/2004

B
Colorado 5/13/2014

B
New York 5/23/2005

B
Connecticut 2/26/2015

B
North Carolina 6/11/2007

B
District of Columbia 9/24/2013

B
Ohio 7/22/2015

B
Florida 12/10/2003

B
Pennsylvania 9/17/2014

IA
Florida 4/1/2004

B
Rhode Island 2/12/2009

B
Georgia 1/15/2004

B
South Carolina 1/27/2014

IA
Georgia 5/17/2006

B
Tennessee 6/11/2007

B
Illinois 1/7/2016

B
Texas 1/5/2005

B
Indiana 1/14/2025

IA
Texas 1/5/2005

B
Louisiana 1/10/2012

B
Vermont 10/7/2022

B
Maryland 6/24/2015

B
Virginia 6/8/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 4/1/2004

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 12/10/2003

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.