Individual Firm
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EDGAR LONGETTE MORRIS
CRD#: 4724229
IA
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STEPHENSCRD#: 3496 1320 MAIN STREET
COLUMBIA, SC 29201
COLUMBIA, SC 29201
0
Disclosures
21
Years of Experience
View By:
State Registrations
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Alabama 9/7/2012
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Minnesota 8/19/2013
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Arizona 9/7/2012
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Missouri 3/31/2014
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Arkansas 9/7/2012
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Nevada 4/24/2024
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California 9/7/2012
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New Jersey 6/10/2013
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Colorado 4/30/2013
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New York 9/7/2012
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Connecticut 11/28/2014
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North Carolina 9/7/2012
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Delaware 9/7/2012
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Ohio 9/7/2012
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District of Columbia 9/7/2012
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Pennsylvania 9/7/2012
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Florida 9/7/2012
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South Carolina 9/7/2012
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Georgia 9/7/2012
IA
South Carolina 9/10/2012
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Illinois 9/7/2012
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Tennessee 10/22/2015
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Indiana 2/20/2019
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Texas 9/7/2012
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Kentucky 12/12/2016
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Texas 4/14/2014
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Louisiana 1/30/2015
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Virginia 9/7/2012
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Maryland 2/5/2014
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Washington 9/7/2012
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Massachusetts 9/7/2012
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Wisconsin 3/21/2017
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Michigan 9/7/2012
SRO Registrations
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View Exams Passed by the individual in the detailed report
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 09/21/2012 | COLUMBIA, SC | |
B | 06/01/2009 - 09/21/2012 | COLUMBIA, SC | |
IA | 02/13/2004 - 06/01/2009 | COLUMBIA, SC | |
B | 12/19/2003 - 06/01/2009 | COLUMBIA, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.