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Detailed Report
Kara Eileen O'Connor
KARA E O'CONNOR, KARA EILEEN O'CONNOR, KARA EILEEN OCONNOR, KARA EILEEN WADE
CRD#: 4724094
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 12271 WEST CENTER
OMAHA, NE 68144
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2011 (6 years)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - 2019 (7 years)2 FIRMS2019 - 2019 (<1 year)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 10/4/2022
B
Nebraska 6/14/2019
B
California 6/14/2019
IA
Nebraska 6/18/2019
B
Colorado 2/12/2021
B
New Mexico 6/14/2019
B
Florida 6/14/2019
B
New York 6/14/2019
B
Illinois 6/14/2019
B
South Carolina 6/8/2023
B
Iowa 6/14/2019
B
Texas 11/7/2023
B
Kansas 6/14/2019
IA
Texas 11/9/2023
B
Minnesota 10/15/2024
B
Utah 6/14/2019
B
Missouri 6/14/2019
B
Washington 6/14/2019
B
Montana 2/14/2020
B
Wisconsin 6/14/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
12271 WEST CENTER, OMAHA, NE 68144
Registered with this firm since 6/17/2019
B
EDWARD JONES (CRD#:250)
12271 WEST CENTER, OMAHA, NE 68144
Registered with this firm since 6/14/2019
Previous Registration(s)
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IA
 04/04/2019 - 06/13/2019 FBL WEALTH MANAGEMENT, LLC (CRD#:291396) West Des Moines, IA
B
 04/02/2019 - 06/13/2019 FBL MARKETING SERVICES, LLC (CRD#:5309) Omaha, NE
IA
 05/05/2011 - 04/01/2019 MORGAN STANLEY (CRD#:149777) OMAHA, NE
B
 05/03/2011 - 04/01/2019 MORGAN STANLEY (CRD#:149777) OMAHA, NE
IA
 01/03/2011 - 04/01/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) OMAHA, NE
B
 01/03/2011 - 04/01/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) OMAHA, NE
IA
 04/02/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) OMAHA, NE
B
 02/20/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.