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Kara Eileen O'Connor
KARA E O'CONNOR, KARA EILEEN O'CONNOR, KARA EILEEN OCONNOR, KARA EILEEN WADE
CRD#: 4724094
IA
B
EDWARD JONESCRD#: 250 12271 WEST CENTER
OMAHA, NE 68144
OMAHA, NE 68144
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Arizona 10/4/2022
B
Nebraska 6/14/2019
B
California 6/14/2019
IA
Nebraska 6/18/2019
B
Colorado 2/12/2021
B
New Mexico 6/14/2019
B
Florida 6/14/2019
B
New York 6/14/2019
B
Illinois 6/14/2019
B
South Carolina 6/8/2023
B
Iowa 6/14/2019
B
Texas 11/7/2023
B
Kansas 6/14/2019
IA
Texas 11/9/2023
B
Minnesota 10/15/2024
B
Utah 6/14/2019
B
Missouri 6/14/2019
B
Washington 6/14/2019
B
Montana 2/14/2020
B
Wisconsin 6/14/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/17/2019
B
Registered with this firm since 6/14/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/04/2019 - 06/13/2019 | West Des Moines, IA | |
B | 04/02/2019 - 06/13/2019 | Omaha, NE | |
IA | 05/05/2011 - 04/01/2019 | OMAHA, NE | |
B | 05/03/2011 - 04/01/2019 | OMAHA, NE | |
IA | 01/03/2011 - 04/01/2011 | OMAHA, NE | |
B | 01/03/2011 - 04/01/2011 | OMAHA, NE | |
IA | 04/02/2004 - 01/03/2011 | OMAHA, NE | |
B | 02/20/2004 - 01/03/2011 | OMAHA, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.