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Detailed Report
FARDIN NEMATOLLAHI
CRD#: 4723900
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1650 Tysons Boulevard
Suite 1000
Mclean, VA 22102
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2008 - 2023 (14 years)2 FIRMS2023 - Present (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2008 (5 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2008 (4 years)
License(s)

State Registrations

B
Arizona 10/22/2024
B
Mississippi 2/6/2024
B
Arkansas 7/21/2023
B
Nevada 7/21/2023
B
California 7/21/2023
B
New Jersey 7/21/2023
B
Colorado 7/21/2023
B
New York 7/21/2023
B
Connecticut 7/21/2023
B
North Carolina 7/21/2023
B
Delaware 7/21/2023
B
Ohio 7/21/2023
B
District of Columbia 7/21/2023
B
Pennsylvania 7/21/2023
B
Florida 7/21/2023
B
Rhode Island 7/21/2023
IA
Florida 10/9/2023
B
South Carolina 7/21/2023
B
Georgia 7/21/2023
B
South Dakota 7/21/2023
B
Hawaii 7/21/2023
B
Tennessee 7/21/2023
B
Illinois 7/21/2023
B
Texas 7/21/2023
B
Indiana 7/21/2023
IA
Texas 7/21/2023
B
Louisiana 10/22/2024
B
Utah 7/21/2023
B
Maine 10/22/2024
B
Vermont 7/21/2023
B
Maryland 7/21/2023
B
Virginia 7/21/2023
B
Massachusetts 7/21/2023
IA
Virginia 7/21/2023
B
Michigan 7/21/2023
B
Washington 7/21/2023
B
Minnesota 7/21/2023
B
Wisconsin 7/21/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1650 Tysons Boulevard Suite 1000, Mclean, VA 22102
Longboat Key, FL
Registered with this firm since 7/21/2023
B
MORGAN STANLEY (CRD#:149777)
1650 Tysons Boulevard Suite 1000, Mclean, VA 22102
Longboat Key, FL
Registered with this firm since 7/21/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/14/2008 - 07/31/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) McLean, VA
B
 11/14/2008 - 07/31/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) McLean, VA
IA
 01/02/2004 - 12/04/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MCLEAN, VA
B
 12/18/2003 - 12/04/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MCLEAN, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.