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Detailed Report
Steven Davies Rapp
STEVE RAPP
CRD#: 4723048
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 31835 PACIFIC HWY S
SUITE G
FEDERAL WAY, WA 98003
Registration History
198519901995200020052010201520202025IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2004 - Present (21 years)
Disclosure(s)
View By:
1/1/1986
Criminal
Final Disposition
License(s)

State Registrations

B
Alaska 11/3/2008
B
Minnesota 9/6/2013
B
Arizona 3/10/2005
B
Montana 8/13/2007
B
California 2/7/2005
B
Nevada 12/22/2016
B
Colorado 3/28/2018
B
New York 1/21/2015
B
District of Columbia 9/10/2021
B
North Dakota 11/9/2007
B
Florida 4/18/2019
B
Ohio 1/8/2009
B
Georgia 10/2/2013
B
Oregon 6/18/2008
B
Hawaii 11/15/2012
B
Tennessee 1/5/2023
B
Idaho 2/28/2018
B
Texas 6/22/2017
B
Illinois 8/7/2013
IA
Texas 1/17/2019
B
Kansas 1/5/2022
B
Utah 11/13/2015
B
Kentucky 2/13/2018
B
Washington 1/16/2004
B
Massachusetts 6/5/2007
IA
Washington 2/13/2007
B
Michigan 1/29/2008
B
Wisconsin 1/20/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
31835 PACIFIC HWY S SUITE G, FEDERAL WAY, WA 98003
Registered with this firm since 2/13/2007
B
EDWARD JONES (CRD#:250)
31835 PACIFIC HWY S SUITE G, FEDERAL WAY, WA 98003
Registered with this firm since 1/2/2004
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.