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Detailed Report
Anita Kharwadkar
ANITA KHARWADKAR, Anita R Kharwadkar
CRD#: 4720307
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 Elmhurst, IL
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2018 (9 years)2 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - 2019 (<1 year)IAEDWARD JONES (CRD# 250)2024 - Present (<1 year)BEDWARD JONES (CRD# 250)2022 - Present (2 years)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2019 - 2022 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2009 (5 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)
License(s)

State Registrations

B
Illinois 3/7/2023
IA
Missouri 11/12/2024
B
Missouri 3/7/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
Elmhurst, IL
Registered with this firm since 11/12/2024
B
EDWARD JONES (CRD#:250)
Elmhurst, IL
Registered with this firm since 11/15/2022
Previous Registration(s)
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B
 11/08/2019 - 11/02/2022 FORESIDE FUND SERVICES, LLC (CRD#:46106) Wheaton, IL
IA
 07/10/2019 - 10/30/2019 MORNINGSTAR INVESTMENT SERVICES LLC (CRD#:112525) CHICAGO, IL
B
 07/10/2019 - 10/30/2019 MORNINGSTAR INVESTMENT SERVICES LLC (CRD#:112525) CHICAGO, IL
IA
 11/16/2018 - 05/28/2019 INVESCO ADVISERS, INC. (CRD#:105360) DOWNERS GROVE, IL
B
 11/16/2018 - 05/28/2019 INVESCO DISTRIBUTORS, INC. (CRD#:7369) DOWNERS GROVE, IL
IA
 06/01/2009 - 11/01/2018 MORGAN STANLEY (CRD#:149777) ELMHURST, IL
B
 06/01/2009 - 11/01/2018 MORGAN STANLEY (CRD#:149777) PURCHASE, NY
IA
 03/24/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 06/10/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.